WHOLESALE DISTRIBUTION

Services for Wholesalers of Mutual Fund, Annuity, ETF, and Alternative asset management firms

CLJ Advisory offers a unique way for wholesale distribution firms to train financial advisors using the COI Referral Training course.  The Opportunity will allow National Sales to purchase a specified or an unlimited number of courses for each wholesaler team to use in their territory.  Additionally, individual wholesalers can purchase trainings on their own with no commitment and get unlimited access to the course at one low monthly price.

"If a wholesaler isn’t adding value to an advisor’s business which ultimately results in either more clients or more assets for the advisor, then the wholesaler is really just a 'professional visitor' just stopping by to 'say hello' or 'give an update. Especially now in this new normal environment, the very best wholesalers are helping advisors grow their practices through virtual marketing events, virtual workshops and COI training.”
Kirby Noel - NexPoint
Managing Director / National Sales Manager

INDIVIDUAL WHOLESALERS

Wholesaler Premium Access (WPA)

Unlimited COI Course logins

No commitments

Cancel anytime

* For wholesalers of smaller distribution companies with limited or no budget

NATIONAL SALES TEAMS

Unlimited COI course logins

Periodic team coaching

Flexible 6 or 12 month contract

Instant differentiator for your entire sales team

“Never has there been a time as important as now to separate yourself as a professional from the countless voices clamoring for advisors' attention.”
Tyler Voss
Former Managing Director at Nuveen Investments

USING THE COURSE WITH FINANCIAL ADVISORS

Each territory will distribute course links to advisors to access the COI Referral Training. The course curriculum consists of 13 video lectures (6 sections).  Each Wholesaler can leverage the course to set meetings and build relationships with advisors as per their discretion.  Eventually, the wholesaler can transition to share investment products.

STEP 1

Identify financial advisors introduce the COI training. (When working with large offices, wholesalers can introduce the course to sales management to get in front of the right FAs)

STEP 2

Contact the advisor to offer the course, check interest and schedule meeting.

STEP 3

Conduct brief meeting (video or in person) to help login to the course and set up next meeting.